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Code · CFR · Title 12 — Banks and Banking · Part 151 — Recordkeeping and Confirmation Requirements for Securities Transactions · § 151.70

§ 151.70. What type of notice must I provide when I effect a securities transaction for a customer?

49 words·~1 min read·/us/cfr/t12/s§ 151.70·

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If you effect a securities transaction for a customer, you must give or send the customer the registered broker-dealer confirmation described at § 151.80, or the written notice described at § 151.90. For certain types of transactions, you may elect to provide the alternate notices described in § 151.100.
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§ 151.70
What type of notice must I provide when I effect a securities transaction for a customer?
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